Solutions for broker/dealers

Reduce risk, improve settlement, optimize inventory and balance sheet efficiency, and give your teams real-time visibility across every trade — from T0 through settlement.

Why choose AccessFintech?

Broker/dealers rely on AccessFintech for secure, real-time connectivity to counterparties and clients, with live trade status and lifecycle event reconciliation that eliminate the guesswork from post-trade operations.

Reduce exceptions, gain real-time insights, and optimize your cost structure

  • Monitor real-time trade status and lifecycle updates from T0
  • Catch settlement breaks before they happen with pre-matching insights
  • Prioritize and group exceptions automatically with AI-driven workflows
  • Replace manual back-and-forth with structured, auditable collaboration
  • Establish clear ownership of exceptions across all parties
  • Leverage AccessFintech’s platform connectivity rails to reduce technology and operational overhead
  • Reduce asset movements through netting and pair-offs
  • Gain unencumbered asset reduction through structured partial workflow

Key products and related workflows

Settlements management
  • Real-time ingestion, normalization, enrichment, and distribution of enriched settlement status
  • Real-time trade status from T0 facilitated by trade matching
  • Pre-matching exception insights
  • Enhanced narratives
  • Instructions to allegement pairing
  • Structured collaboration
  • Pair to instruct and repair
Settlement netting
  • Real-time generation of netting opportunities (full and partial pair-offs), including Repo and Cash
  • Structured collaboration and affirmation workflow
  • Reduced asset movements and settlement optimization
Inventory management
  • Real-time identification of partial settlements
  • Depo realignment opportunities
  • Real-time position connectivity
  • Structured workflows between client, custodian, and broker counterparties
Claims management
  • Dividends
  • Interest
  • Overdraft
  • CSDR
  • TMPG
  • Manufactured income
Payment processing
  • Real-time corporate action and income status
  • Real-time corporate action payment ingestion, normalization, and distribution
Stock loan
  • Real-time status on lending trades and recalls
  • Real-time status on collateral settlement
Portfolio swap lifecycle management
  • Trade and lifecycle event pairing with insights
  • Real-time mismatch identification
  • Event status for payment automation
OTC derivatives cashflow management
  • Cashflow event pairing with insights
  • Click to Affirm functionality
  • Event status for payment automation
Payment processing automation
  • Netting rules for bilateral net payment processing
  • Validation of net cash
Regulatory reporting oversight
  • Consolidated Audit Trail oversight and data monitoring
Data management as a service
  • AccessFintech infrastructure and rails to accelerate data transformation activities
  • Scalable product and data delivery across clients, counterparties, and service providers

Business outcomes for broker/dealers

  • Consolidate number of cash and asset movements, and associated settlement fees
  • Reduce fails, manual touch points, and operational risk
  • Lower RWA and funding costs through netting and compression
  • Improve liquidity and inventory management and reduce unencumbered assets
  • Increase predictability of daily cash movements for improved treasury management
  • Reduction of point to point API connections and rationalization of prime client reporting
  • Improve client experience and prevent future queries with data-driven insights
Contact Us

Ready to learn more?

Let’s meet to discuss how our solutions can drive post-trade operational excellence at your organization.